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Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
411	Microsoft PowerPoint - 1a - Reports from IIROC and IIAC - IIROC [Compatibility Mode] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-06-13 16:21:20 Business Financial regulation Investment Industry Regulatory Organization of Canada Securities Futures contract Portfolio margin Margin Short Derivative Finance Financial economics Financial markets
412	News Release - Report on progress in addressing investor issues Add to Reading List Source URL: www.mfda.ca Language: English - Date: 2008-05-02 11:40:10 Investment Industry Regulatory Organization of Canada Economy of Canada Financial economics Business Ontario Securities Commission CNW Group Mutual Fund Dealers Association
413	Microsoft PowerPoint - 03B IIROC Presentation.ppt Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-05-08 14:33:46 Business Financial markets International Financial Reporting Standards Investment Industry Regulatory Organization of Canada Short Futures contract Financial regulation Financial economics Finance
414	CSA Staff Notice: [removed]Omnibus/Blanket Orders Exempting IIROC and MFDA Registrants from Certain Provisions of National Instrument[removed]Registration Requirements, Exemptions and Ongoing Registrant Obligations Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-05-29 11:06:27 Securities Business Financial regulation Investment Industry Regulatory Organization of Canada Non-reporting issuer Exempt market dealer Financial economics Finance Investment
415	Investment Dealers Association of Canada Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-11-13 16:23:09 Pi Complaint Financial economics Law Financial system Dispute resolution Ombudsman for Banking Services and Investments Investment Industry Regulatory Organization of Canada
416	Microsoft PowerPoint - 02D FundSERV.pptx Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-05-08 14:33:46 Institutional investors Finance Securities Self-regulatory organizations Legal entities Insurance Bank Investment Industry Regulatory Organization of Canada Financial institutions Financial economics Investment
417	Microsoft PowerPoint - 03B IIROC Presentation.ppt Add to Reading List Source URL: www.ocrcvm.ca Language: English - Date: 2012-05-08 14:56:01 Business Financial markets International Financial Reporting Standards Investment Industry Regulatory Organization of Canada Short Futures contract Financial regulation Financial economics Finance
418	The Investment Industry Regulatory Organization of Canada, or “IIROC,” is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-01-02 10:59:32 Investment Self-regulatory organizations Business Investment Industry Regulatory Organization of Canada Securities Financial adviser Ombudsman for Banking Services and Investments Exempt market dealer Universal Market Integrity Rules Financial regulation Financial economics Finance
419	Microsoft PowerPoint - 2d - FundSERV presentation Add to Reading List Source URL: www.ocrcvm.ca Language: English - Date: 2012-05-08 14:59:00 Financial system Investment Industry Regulatory Organization of Canada Securities Fiscal year Rebate Value added tax Short Caterpillar Inc. Business Financial regulation Finance
420	Microsoft PowerPoint - 02D FundSERV.pptx Add to Reading List Source URL: www.ocrcvm.ca Language: English - Date: 2012-05-08 14:56:01 Institutional investors Finance Securities Self-regulatory organizations Legal entities Insurance Bank Investment Industry Regulatory Organization of Canada Financial institutions Financial economics Investment

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